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Fraud deterrence
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201	STATE of MINNESOTA 1 WHEREAS: This year marks the 15th Annual observance of International Fraud Awareness Week, which is set aside to raise awareness about the impact of fraud upon our society; and Add to Reading List Source URL: mn.gov Language: English - Date: 2014-10-27 16:45:21 Deception Association of Certified Fraud Examiners Certified Fraud Examiner Fraud deterrence Fraud Crimes Ethics
202	Microsoft Word - FPCrelease1208 Add to Reading List Source URL: www.napfa.org Language: English - Date: 2013-12-09 16:28:06 Investment Investment Adviser Association Money U.S. Securities and Exchange Commission Financial adviser Registered Investment Advisor National Association of Personal Financial Advisors Securities regulation in the United States Securities Fraud Deterrence and Investor Restitution Act Finance Financial economics Business
203	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 28, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-28 16:17:09 Investment Advisers Act Business Registered Investment Advisor Investment Advisor Financial economics Financial adviser U.S. Securities and Exchange Commission Money Securities Fraud Deterrence and Investor Restitution Act Finance Investment 76th United States Congress
204	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]December 16, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 15:52:42 76th United States Congress Investment Advisers Act Financial services Registered Investment Advisor Securities and Exchange Commission Financial adviser Collective investment scheme Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment Finance
205	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:14:35 Disgorgement Government U.S. Securities and Exchange Commission Securities and Exchange Commission Cease and desist Financial economics Economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
206	INITIAL DECISION RELEASE NO. 717 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 06:08:38 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Financial regulation Securities regulation in the United States Government Finance Securities Fraud Deterrence and Investor Restitution Act SEC filings United States securities law United States Securities and Exchange Commission
207	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-03 16:20:34 Disgorgement Government U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Exchange Act Financial regulation Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime United States Securities and Exchange Commission Fair Fund
208	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-25 10:34:12 73rd United States Congress Fair Fund U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Government Financial economics Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime United States securities law
209	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:17:42 Fair Fund United States Securities and Exchange Commission Government U.S. Securities and Exchange Commission Investment Company Act Disgorgement Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Financial economics Investment
210	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 25, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 13:08:28 Financial services Institutional investors Hedge fund U.S. Securities and Exchange Commission Investment Advisers Act Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Financial economics Investment Finance

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